[Career Site] Chartered Accountant with DISA certification required as SOX Compliance Mgr - India at BnY Mellon
SOX Compliance Mgr - India (
Job Number:
1506609)
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.
Finance helps our internal clients outperform over time. At BNY Mellon, Finance serves our internal clients by providing world-class accounting operations and control and decision support while instituting world-class change management. Global Procurement is responsible for establishing the programs to acquire products and services for BNY Mellon by employing deep category knowledge and commodity expertise, coupled with an understanding of the needs of our businesses and business partner groups. The Corporate Treasury group is responsible for managing the investment portfolios and the liquidity and capital positions of the various subsidiary banks and of BNY Mellon.
Description
As a direct report of the Director of Sarbanes-Oxley Act (SOX) Compliance, the SOX Compliance Manager - India (SOX Manager) will support him/her by managing the annual SOX assessment for assigned geographies including planning, design, and implementation of BNYM s SOX compliance program for the evaluation and assessment of the design and effectiveness of internal control over regulatory reporting (ICRR). S/he will assist in developing a SOX assessment program designed to provide thorough and reliable identification of in-scope reports and locations, planning, testing, documentation, and reporting of the effectiveness of ICRR for delivery to the Audit Committee, senior management and end to end Global Process Owners and their teams. The SOX Manager will lead and mentor a team of specialists in the execution of global SOX compliance activities for his/her assigned geographies, and do so to the defined program standards and within established program deadlines. S/he will prioritize and allocate work in order, review workpapers/documentation, and provide guidance on the testing of key financial business processes to support senior management s SOX assessment responsibilities. S/he will support the Director of SOX Compliance in ensuring that the SOX department processes are aligned with the end to end finance processes and support compliance with the COSO framework of internal controls for financial reporting. S/he will also manage tracking of deficiencies and their remediation by process owners; report findings to the Director of SOX Compliance and other stakeholders as directed. As both an individual contributor and team lead, the SOX Manager will develop and deliver process documentation, training content, and super user support as requested by the Director of SOX Compliance to support special project and continuous improvement work efforts around SOX compliance and processes. S/he will support the day to day capture of performance metrics at the functional, team and individual level specific to SOX Compliance. S/he will coach and mentor peers and less experienced team members to perform effectively in their role and to further develop their expertise in SOX compliance and their knowledge of BNYM s financial systems and operational processes. Minimum Qualications: Bachelor s Degree in business administration discipline such as accounting, audit, finance, or management information systems; or equivalent work experience with 7+ years of experience in auditing, accounting/finance, or compliance for a publically held company and 3 years of experience in SOX compliance or a related role. Strong written and oral communications skills in English are required.
Preferred Qualifications: MBA or local country equivalent. Experience in: Supervisory and project management; Public accounting; Working with enterprise financial systems; global financial services organization; Shared services Finance operation preferrably in a complex global accounting environment; plus Knowledge of IT controls. Certified Public Accountant (CPA), Chartered Accountant (CA), or equivalent certification issued by local area Professional Licensing body and / or Certified Information Systems Auditor (CISA) designation.
SOX
Primary Location
: Asia-Pacific-India-Tamil Nadu-Chennai
Internal Jobcode: 33194
Job
: Finance/Accounting
Experience Level: Experienced
Organization
: FI-CHIEF OPERATING OFFICE-HR06599Apply Now
