Vacancy for CA at MCX in Mumbai

By Anurag -
Role Senior Executive – Member’s Compliance

Location : Mumbai

Qualification Profile CA / CS / CFA /ICWA. MS office skills required specifically strong Excel skills.

Work Experience Minimum 3 years of relevant experience

Job Responsibilities 

  • To ensure members’ compliance with the FMC guidelines, Exchange Rules, Bye-Laws, Business Rules and circulars.
  • Check / Verify requests / Check-lists put up by junior members of the team w.r.t. issuance of status reports to members / FMC
  • Check / Verify requests / Check-lists put up by junior members of the team w.r.t. publishing advertisement by members for business purpose
  • Check / Verify the post inspection action proposals put up by junior members of the team w.r.t. the inspections ordered by FMC / the Exchange
  • Processing ACRs, sending observations, levying non-submission / delay submission charges
  • Regular follow-up with CA. firms for status of inspections & consequent submission of reportsProcessing the professional fee bills submitted by C.A. firms
  • Analysis of Inspection Report
  • Processing of Appeals received from Members
  • Attending & resolving member query with respect to various compliance issues
  • Addressing of various queries/data/enquiry by the Forward Markets Commission
  • MIS preparation which is send to FMC on regular intervals
  • Addressing the non-cooperation of members for FMC/Exchange inspections.
  • Drafting of Circulars related to Compliance issues
  • http://www.mcxindia.com/careers/CurrentOpenings/applyonline.htm

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